HAFC SEC Filings - Hanmi Financial 10-K, 10-Q, 8-K Forms
This page provides access to Hanmi Financial (HAFC) SEC filings including 10-K, 10-Q, and 8-K forms, alongside AI-powered tools for interpretation. It details the types of information found in each filing, such as net interest income, capital ratios, material events, and insider transactions. The platform also offers AI-generated summaries, impact scoring, and sentiment analysis for these regulatory documents.
Hanmi Financial (NASDAQ: HAFC) CEO reports tax share withholding
Hanmi Financial's CEO, Bonita Lee, reported a routine tax-related share disposition on April 1, 2026. A total of 3,769 shares of common stock were withheld at $26.60 per share to cover tax obligations, not sold on the open market. After this transaction, Lee directly holds 202,555 common shares and indirectly holds 1,000 shares through her spouse.
Hanmi Financial (HAFC) executive uses 492 shares to cover tax liability
Hanmi Financial's Chief Credit Officer, Matthew Fuhr, reported a routine tax withholding where 492 shares of common stock were withheld at $26.60 per share to cover tax obligations on April 1, 2026. This transaction is a non-market disposition for tax purposes and not a discretionary sale. Following this event, Fuhr directly holds 37,302 shares of Hanmi Financial common stock.
Tax withholding moves 148 Hanmi Financial (HAFC) shares for CAO
Hanmi Financial's Chief Accounting Officer, Joseph Pangrazio, had 148 shares of common stock disposed of at $26.60 per share to cover tax obligations on equity compensation. This routine tax-withholding transaction, reported on April 1, 2026, means Pangrazio now directly owns 2,765 common shares. The Form 4 filing clarifies that this was a tax-related event, not an open-market sale, and indicates no significant positive or negative impact on the company.
Officer at Hanmi Financial (HAFC) uses 563 shares to cover taxes
Anthony I. Kim, Chief Banking Officer at Hanmi Financial (HAFC), reported a tax-related disposition of 563 shares of common stock on April 1, 2026. These shares were surrendered at $26.60 per share to cover tax obligations, a non-market transaction. Following this transaction, Kim directly holds 46,948 shares of Hanmi Financial common stock.
HANMI FINANCIAL (NASDAQ: HAFC) CFO reports 916-share tax withholding
Romolo Santarosa, the Chief Financial Officer of HANMI FINANCIAL CORP (NASDAQ: HAFC), reported a tax-withholding disposition of 916 shares of common stock on April 1, 2026, valued at $26.60 per share, to cover tax obligations. This transaction left him with 77,410 directly held shares. The Form 4 filing clarifies that this was a tax-withholding event, not an open-market sale or purchase.
Hanmi Financial (HAFC) risk chief surrenders 360 shares for taxes
Hanmi Financial Corp.'s Chief Risk Officer, Michael Du, surrendered 360 shares of common stock at $26.60 per share to cover tax obligations. This "tax-withholding disposition" is a non-market transaction and not an open-market sale. Following this event, Du directly holds 15,249 shares of Hanmi Financial common stock.
Hanmi Financial (HAFC) CCO reports restricted stock vesting and tax withholding
Hanmi Financial Corp's Chief Credit Officer, Matthew Fuhr, reported restricted stock vesting and tax withholding activities. On March 26, 2026, 3,697 shares of restricted stock vested after meeting performance criteria at 120% payout. To cover tax obligations, 1,490 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than open-market sales.
Hanmi Financial (HAFC) CFO vests 7,623 shares, 2,612 withheld for tax
Hanmi Financial Corp's CFO, Romolo Santarosa, vested 7,623 shares of common stock after performance criteria were met at 120% payout. To cover tax obligations, 2,612 shares were disposed of at $26.33 per share. Following these transactions, Santarosa directly owns 80,385 shares of HAFC common stock.
Hanmi Financial (HAFC) CRO nets shares after performance stock vests
Hanmi Financial's Chief Risk Officer, Michael Du, acquired 2,367 shares of common stock on March 26, 2026, due to the vesting of performance-based restricted stock, which paid out at 120% of the target for a three-year period. In connection with this, 932 shares were disposed of at $26.33 per share for tax withholding purposes. After these transactions, Du directly owns 15,609 shares of Hanmi Financial common stock.
Hanmi Financial (NASDAQ: HAFC) files S-3 shelf to offer equity and debt
Hanmi Financial Corporation (NASDAQ: HAFC) has filed an automatic S-3 shelf registration to offer an indeterminate amount of common stock, preferred stock, depositary shares, and debt securities. This filing provides the company with flexibility to raise capital through various securities offerings in the future, with specific terms to be detailed in subsequent prospectus supplements. As of December 31, 2025, Hanmi Financial reported total assets of $7.87 billion and total stockholders’ equity of $796.4 million.
Hanmi Financial (NASDAQ:HAFC) Rating Cut Shapes Nasdaq 100 Index Sentiment
Hanmi Financial (NASDAQ:HAFC) is experiencing rating adjustments that are influencing the Nasdaq 100 Index sentiment. The article mentions the company's stable banking operations and institutional activity. To access the full details, readers are prompted to log in or create an account, indicating a paywall or registration requirement for complete content.
Hanmi Financial (NASDAQ:HAFC) Price Target Lowered to $32.00 at Piper Sandler
Piper Sandler has lowered its price target for Hanmi Financial (NASDAQ:HAFC) from $34.00 to $32.00, while maintaining an "overweight" rating. This new target suggests a potential upside of 22.65% from the current share price. Hanmi Financial recently missed its EPS consensus slightly and revenue was also just below analyst estimates.
Hanmi Financial (HAFC) CAO uses 65 shares for tax withholding
Hanmi Financial's Chief Accounting Officer, Joseph Pangrazio, reported a tax-withholding transaction involving 65 shares of HAFC common stock on March 26, 2026. These shares, valued at $26.33 each, were disposed of to cover tax obligations and not through an open-market sale. Following this transaction, Mr. Pangrazio directly holds 2,913 shares of the company.
Hanmi Financial (HAFC) CCO nets more shares after RSU vesting and tax withholding moves
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported the vesting of 3,697 restricted stock units (RSUs) on March 26, 2026, representing a 120% payout of his original grant. To cover tax obligations, 1,291 shares were disposed of at $26.33 per share. After these transactions, Fuhr's direct ownership in Hanmi Financial increased to 37,993 shares.
[Form 4] HANMI FINANCIAL CORP Insider Trading Activity
Hanmi Financial Corp's Chief Risk Officer, Michael Du, reported routine equity compensation activity. On March 26, 2026, 2,367 shares of restricted stock vested, and 805 shares were disposed of to cover tax obligations. Following these transactions, Du directly holds 15,736 shares of Hanmi Financial Corp common stock.
Hanmi Financial Corp (HAFC) Stock Price Quote Today & Current Price Chart
This article provides a stock price quote and current price chart for Hanmi Financial Corp (HAFC). It indicates that this information is accessible through an online trading platform.
Hanmi Financial (HAFC) CBO gets 4,455-share award, uses stock for taxes
Hanmi Financial Corp's Chief Banking Officer, Anthony I. Kim, received a performance-based stock award of 4,455 shares after a restricted stock grant vested at 120% payout. To cover tax obligations, 1,537 shares were used for tax-withholding dispositions at $26.33 per share. Following these transactions, Kim directly holds 47,750 shares of Hanmi Financial common stock.
Hanmi Financial (NASDAQ: HAFC) CFO nets stock grant, uses shares for tax
Hanmi Financial (NASDAQ: HAFC) CFO Romolo Santarosa received a grant of 7,623 shares of common stock on March 26, 2026, which vested following the successful fulfillment of 2023 performance-based restricted stock grant criteria at 120% of the target payout. To cover tax obligations related to this vesting, Santarosa disposed of 2,602 shares through tax-withholding transactions at $26.33 per share. After these transactions, he directly holds 78,336 shares of Hanmi Financial Corp common stock.
Hanmi Financial (HAFC) CEO stock vesting and tax withholding detailed
Hanmi Financial Corp's CEO, Bonita Lee, received 22,260 shares of performance-based restricted stock after the company met its three-year performance criteria at 120% of the target grant. To cover tax liabilities, 11,156 shares were disposed of at $26.33 per share through tax-withholding dispositions, rather than open-market sales. Following these transactions, Lee directly holds 208,077 shares of common stock, with an additional 1,000 shares held indirectly by her spouse, signaling routine compensation processing.
Understanding the Setup: (HAFC) and Scalable Risk
This article analyzes Hanmi Financial Corporation (NASDAQ: HAFC), highlighting a strong near-term sentiment shifting to mid-term neutrality and then long-term positive bias. It identifies a 29.6:1 risk-reward setup targeting an 8.0% gain versus 0.3% risk. The report also outlines institutional trading strategies, including long, breakout, and risk-hedging approaches, based on AI-generated multi-timeframe signals.
HAFC Should I Buy
An analysis of Hanmi Financial Corp (HAFC) suggests it is not a strong buy for beginner investors seeking long-term growth, despite strong Q4 2025 financial performance and an "Overweight" analyst rating from Piper Sandler. The recommendation is to "Hold" due to neutral sentiment from hedge funds and insiders, a lack of significant trading signals, and no immediate news catalysts. Technical indicators also suggest no strong directional momentum.
HAFC PE Ratio & Valuation, Is HAFC Overvalued
Hanmi Financial Corp (HAFC) is currently in the "Fair zone" with a forward PE ratio of 9.26, considered fair compared to its five-year average of 8.66. Its fair price is estimated between $24.36 and $30.39 based on relative valuation. Although HAFC's P/S ratio is above the industry average, its strong revenue growth might make this premium unsustainable.
Vanguard reports zero stake in Hanmi Financial (NASDAQ: HAFC)
The Vanguard Group has filed an amended SCHEDULE 13G/A report indicating a 0% beneficial ownership in Hanmi Financial (NASDAQ: HAFC) as of March 13, 2026. This change reflects an internal realignment within Vanguard, where certain subsidiaries now report beneficial ownership separately. The filing clarifies that this is a reporting adjustment due to reorganization and not a divestment based on trading activity.
Hanmi Financial Corp stock faces pressure amid US regional bank sector challenges
Hanmi Financial Corp reported steady Q4 results but experienced deposit outflows and rising provisions, leading to investor caution and a dip in its stock price. The regional bank, focused on Korean-American communities, navigates challenges like compressed margins due to high-interest rates and growing commercial real estate exposure. Despite these pressures, the company maintains a strong capital position and offers an attractive dividend yield for DACH investors seeking diversification.
Hanmi Financial Corp stock faces pressure amid US regional bank sector challenges
Hanmi Financial Corp reported steady Q4 results, but the regional bank is facing pressure from deposit outflows and rising provisions, causing investor caution. While adjusted EPS met expectations, net interest income declined due to compressed margins from elevated funding costs. The bank's stock dipped as the wider US regional bank sector grapples with high interest rates and broader economic challenges.
The Technical Signals Behind (HAFC) That Institutions Follow
This article analyzes the technical signals for Hanmi Financial Corporation (NASDAQ: HAFC) using AI models. It identifies a divergent sentiment suggesting choppy market conditions and elevated downside risk. The analysis provides specific trading strategies (Position, Momentum Breakout, Risk Hedging) and multi-timeframe signal analysis to guide institutional and individual investors.
Hanmi Financial (HAFC) CCO awarded 2,761-share equity grant under 2021 plan
Hanmi Financial Corp's Chief Credit Officer, Matthew Fuhr, received an equity compensation grant of 2,761 shares under the company’s 2021 Equity Compensation Plan. These shares, awarded on March 13, 2026, vest over three years and are considered a non-cash award at $0.00 per share. Following this grant, Fuhr directly owns a total of 35,587 shares of common stock in Hanmi Financial.
Hanmi Financial (HAFC) awards 483-share stock grant to its CAO
Hanmi Financial (HAFC) reported that its Chief Accounting Officer, Joseph Pangrazio, received a grant of 483 shares of common stock as equity compensation under the 2021 Equity Compensation Plan. These shares, valued at $0.00, will vest over three years from the grant date of March 13, 2026. Following this award, Pangrazio directly holds a total of 2,978 common shares in the company.
HAFC SEC Filings - Hanmi Financial 10-K, 10-Q, 8-K Forms
This page provides access to Hanmi Financial (HAFC) SEC filings, including 10-K annual reports, 10-Q quarterly earnings, and 8-K material events, enhanced with AI-powered summaries. The company, parent to Hanmi Bank, focuses on real estate, commercial, SBA, and trade finance lending, with filings detailing financial performance, capital management, and risk factors. Recent filings include a Q3 2025 earnings report, an insider stock purchase, a dividend announcement, and board appointments.
Hanmi Financial (HAFC) CBO awarded 3,159-share stock grant, now holds 44,832
Hanmi Financial Corp.'s Chief Banking Officer, Anthony I. Kim, received a grant of 3,159 shares of common stock at no cost, increasing his direct holdings to 44,832 shares. This award is part of the company's 2021 Equity Compensation Plan and is set to vest over three years from March 13, 2026, linking his compensation to long-term service and company performance. The transaction was classified as an acquisition through a grant, emphasizing compensation rather than an open-market trade.
Hanmi Financial (HAFC) Chief Risk Officer awarded 1,596-share stock grant
Hanmi Financial (HAFC) Chief Risk Officer Michael Du was granted 1,596 shares of common stock under the company's 2021 Equity Compensation Plan. This award vests over three years from March 13, 2026, and increases his direct holdings to 14,005 shares. This transaction was reported in an SEC Form 4 filing.
[Form 4] HANMI FINANCIAL CORP Insider Trading Activity
Hanmi Financial Corp's CFO, Romolo Santarosa, reported an acquisition of 4,913 shares of common stock through a grant under the company's 2021 Equity Compensation Plan. This transaction, valued at $0.00 per share, is a routine equity-based compensation and not an open-market purchase. Following this grant, Santarosa directly holds 73,315 shares, with the newly acquired shares scheduled to vest over three years from March 13, 2026.
Hanmi Financial (NASDAQ: HAFC) CEO receives 18,832-share equity grant
Bonita Lee, President and CEO of Hanmi Financial Corp, received an equity grant of 18,832 shares of common stock as reported in a Form 4 SEC filing. This award, granted under the 2021 Equity Compensation Plan, vests over three years from March 13, 2026, and was issued at no cash cost. Following this grant, Lee directly holds 196,973 common shares, with an additional 1,000 shares held indirectly through her spouse.
Hanmi Financial Corporation $HAFC is Rhino Investment Partners Inc's 5th Largest Position
Rhino Investment Partners Inc. has significantly increased its stake in Hanmi Financial Corporation ($HAFC) by 27.1% in the third quarter, making it their fifth largest position. Institutional ownership of Hanmi Financial is high, at 88.66%, with several major funds also boosting their holdings. Hanmi Financial, a $759 million market-cap bank, recently raised its quarterly dividend to $0.28 per share, resulting in a 4.4% yield, and carries a consensus "Hold" rating from analysts.
Hanmi Financial (NASDAQ: HAFC) officer has 385 shares withheld for taxes
Hanmi Financial Corp's Chief Banking Officer, Anthony I. Kim, had 385 shares of common stock withheld to cover tax obligations. The shares were valued at $25.55 each, leaving him with 41,673 directly owned shares after this routine tax-withholding transaction. This Form 4 filing indicates a neutral impact and sentiment, as it was a tax-related disposition, not an open-market sale or purchase.
Hanmi Financial (HAFC) CRO logs 205-share tax withholding on Form 4
Hanmi Financial's Chief Risk Officer, Michael Du, reported a tax-related insider transaction on Form 4, disposing of 205 shares at $25.55 each. This was a tax-withholding event, not an open-market sale, and is a common administrative adjustment for equity compensation. Following this transaction, Du directly holds 12,409 shares of Hanmi Financial common stock.
Hanmi Financial (HAFC) CFO reports 656-share tax withholding disposition
Hanmi Financial's CFO, Romolo Santarosa, reported a tax-related disposition of 656 shares of common stock at $25.55 per share on March 10, 2026. This transaction was conducted to satisfy tax obligations and was not a market sale. After the disposition, Santarosa directly owns 68,402 shares of HAFC.
Short Interest in Hanmi Financial Rises 119%
Short interest in Hanmi Financial Corporation (NASDAQ:HAFC) has significantly increased by 119.2% as of February 27th, totaling 941,270 shares. This surge indicates that investors may be betting against the California-based bank holding company, potentially due to concerns about its financial outlook or broader economic conditions. The high days-to-cover ratio also suggests possible increased stock price volatility.
Short Interest in Hanmi Financial Corporation (NASDAQ:HAFC) Rises By 119.2%
Short interest in Hanmi Financial Corporation (NASDAQ:HAFC) saw a significant increase of 119.2% in February, reaching 941,270 shares, which accounts for 3.2% of its shares sold short. Institutional investors hold a large portion of Hanmi's stock, with several funds recently boosting their stakes. Analysts currently have a "Hold" rating on the stock with an average price target of $31.33, while the company also increased its quarterly dividend.
American Century Companies Inc. Raises Stock Holdings in Hanmi Financial Corporation $HAFC
American Century Companies Inc. increased its stake in Hanmi Financial Corporation (NASDAQ:HAFC) by 7.0% in the third quarter, now owning 932,896 shares valued at $23,033,000. Other institutional investors also adjusted their positions, and analysts have issued a mixed outlook with an average "Hold" rating and a target price of $31.33. Hanmi Financial recently reported quarterly earnings, missed consensus estimates slightly, and increased its quarterly dividend to $0.28 per share.
Precision Trading with Hanmi Financial Corporation (HAFC) Risk Zones
The article provides a precision trading analysis for Hanmi Financial Corporation (HAFC), highlighting weak near and mid-term sentiment despite a positive long-term outlook. It details institutional trading strategies including long entry, momentum breakout, and risk hedging, along with multi-timeframe signal analysis and AI-generated support and resistance levels. The analysis emphasizes risk management and offers real-time signals for traders.
Hanmi Financial Corporation Reports 2025 Revenue Growth and Strategic Initiatives in Annual Shareholder Letter
Hanmi Financial Corporation has released its 2025 annual shareholder letter, detailing the company's financial results, operational highlights, and strategic initiatives from the past year. The letter provided insights into revenue growth, profitability, and efficiency improvements, along with efforts to enhance customer service and expand product offerings. It also outlined forward-looking strategies aimed at sustaining growth for 2026 and beyond.
Hanmi Issues 2025 Annual Shareholder Letter
Hanmi Financial Corporation announced the release of its 2025 annual shareholder letter, titled "Consistent Performance Through Strong Execution," authored by President and CEO Bonnie Lee. The letter is available on their investor relations website. Hanmi Bank, headquartered in Los Angeles, serves multi-ethnic communities through its extensive network of branches and loan offices across multiple states.
HAFC SEC Filings - Hanmi Financial 10-K, 10-Q, 8-K Forms
This page provides a comprehensive resource for Hanmi Financial (HAFC) SEC filings, including 10-K, 10-Q, and 8-K reports, along with AI-powered summaries. Investors can access detailed financial information, material events, and insider trading forms to understand the company's performance, risk factors, and capital management. Recent filings highlight dividend declarations, Q3 2025 results, director appointments, and institutional ownership.
Short Interest in Hanmi Financial Declines by 19.9%
Hanmi Financial Corporation (NASDAQ:HAFC) experienced a 19.9% decrease in short interest during February, signaling potentially improving investor sentiment. The short interest fell from 536,107 shares on January 29th to 429,406 shares as of February 13th, with a days-to-cover ratio of 1.6 days. This decline suggests that fewer investors are betting against the California-based bank holding company, which primarily serves the Korean-American community.
Hanmi Financial (NASDAQ:HAFC) Shares Pass Above Two Hundred Day Moving Average - What's Next?
Hanmi Financial (NASDAQ:HAFC) shares recently traded above their 200-day moving average, a technical indicator suggesting attracting momentum buyers. Despite this, analyst sentiment remains mixed with both Buy and Hold ratings, and an average target price of $31.33. The company also recently increased its quarterly dividend to $0.28, offering an annualized yield of 4.2%, even after slightly missing quarterly EPS and revenue estimates.
HAFC Financials: Income Statement, Balance Sheet & Cash Flow
This article provides a comprehensive overview of Hanmi Financial's (HAFC) financial statements, including its income statement, balance sheet, cash flow, and key financial ratios for both annual and quarterly periods. It highlights critical financial health metrics such as profitability, growth, leverage, cash flow, and returns, showing HAFC's strong financial profile with high scores in profitability, leverage, and cash flow. The report details specific figures for revenue, net income, EPS, and debt, offering insights into the company's performance and financial stability.
HAFC Technical Analysis & Stock Price Forecast
This article provides a technical analysis and stock price forecast for Hanmi Financial Corp (HAFC), indicating an overall "Strong Sell" consensus based on various technical indicators. While its RSI suggests a neutral condition, the MACD provides a "Sell" signal. Key support and resistance levels are identified, and the stock is noted to be trading above its 200-day moving average.
HAFC Stock News Today | Earnings, Events & Price Alerts
Hanmi Financial (HAFC) has announced an increased quarterly cash dividend of $0.28 per share for Q1 2026, a 4% increase from the prior quarter, and expanded its share repurchase authorization by 1.5 million shares. The company reported strong financial results for Q4 2025 and the full year, achieving 22% earnings growth, driven by net interest margin expansion, healthy loan growth, and effective expense management. These positive developments reflect the Board's confidence in the company's financial strength and commitment to enhancing shareholder returns.
